Commodity pool operator

Results: 145



#Item
81Government / Financial regulation / Financial markets / 106th United States Congress / Commodity Futures Trading Commission / United States federal banking legislation / Commodity Exchange Act / Commodity Pool Operator / Futures contract / Commodities market / United States administrative law / Financial economics

Federal Register / Vol. 72, No[removed]Tuesday, May 22, [removed]Notices Permit 1605 Windward Environmental seeking a 5–year research permit to take juvenile PS Chinook salmon and steelhead. The purpose of the research is

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Source URL: www.ntia.doc.gov

Language: English - Date: 2012-07-12 16:32:37
82Business / Commodity Pool Operator / Commodity pool / Commodity Futures Trading Commission / Commodity trading advisor / National Futures Association / Commodity Exchange Act / Futures contract / Commodity market / Commodities market / Financial economics / Finance

July 10, 2014 Via Federal Express Ms. Melissa D. Jurgens Secretary Office of the Secretariat

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Source URL: www.nfa.futures.org

Language: English - Date: 2014-07-11 10:17:53
83Commodities market / Fixed income securities / United States housing bubble / Structured finance / Mortgage-backed security / Securitization / Commodity pool / Commodity Futures Trading Commission / Commodity Pool Operator / Financial economics / Finance / Investment

October[removed]CFTC No-Action Letters On October 11, 2012, the U.S. Commodity Futures Trading Commission (CFTC) issued two interpretive letters and today, issued a no-action letter. The letters were issued to the National

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Source URL: www.hunton.com

Language: English - Date: 2012-10-15 15:48:00
84Financial system / Commodity Futures Trading Commission / Commodity broker / Futures contract / Commodity pool / Commodity Exchange Act / Commodity trading advisor / Commodity Pool Operator / Commodity Futures Modernization Act / Commodities market / Financial economics / Finance

November[removed]CFTC Court Case and New Rules Establish Bank Duties to Monitor Commodity Brokers A recent court order in favor of the Commodity Futures Trading Commission (or CFTC) and new rules issued by CFTC establish a

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Source URL: www.hunton.com

Language: English - Date: 2013-11-27 10:44:55
85Business / Finance / Stock market / U.S. Securities and Exchange Commission / Securities Exchange Act / Commodity pool / Financial Industry Regulatory Authority / Security / Commodity Pool Operator / United States securities law / Commodities market / Financial economics

Fl ra~• Financial Industry Regulatory Authority

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Source URL: www.sec.gov

Language: English - Date: 2008-06-23 15:23:28
86Financial system / Finance / Financial markets / Self-regulatory organizations / Commodity pool / Commodity broker / Commodity Pool Operator / National Futures Association / Commodity Exchange Act / Commodities market / Financial economics / United States securities law

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2008-06-20 15:20:26
87Financial system / Commodity Futures Trading Commission / National Futures Association / Commodity Pool Operator / Commodity Exchange Act / Commodity pool / Futures contract / Commodity trading advisor / Commodity broker / Commodities market / Financial economics / Finance

Form 7-W (Firm Withdrawal) Template

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Source URL: www.nfa.futures.org

Language: English - Date: 2013-11-27 12:09:50
88Financial markets / Financial system / MF Global / Securities Investor Protection Corporation / Futures contract / Commodity Futures Trading Commission / Commodity Pool Operator / National Futures Association / Short / Financial economics / Commodities market / Finance

TESTIMONY OF DANIEL J. ROTH PRESIDENT AND CHIEF EXECUTIVE OFFICER NATIONAL FUTURES ASSOCIATION BEFORE THE COMMITTEE ON AGRICULTURE U.S. HOUSE OF REPRESENTATIVES December 8, 2011

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Source URL: agriculture.house.gov

Language: English - Date: 2011-12-07 16:09:52
89Financial system / National Futures Association / Commodity Pool Operator / Commodity Futures Trading Commission / Commodity pool / Commodity trading advisor / Futures contract / Foreign exchange market / Commodity broker / Commodities market / Financial economics / Finance

Background Affiliation Status Information Center: An Information Resource for the Investing Public

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Source URL: www.nfa.futures.org

Language: English - Date: 2012-11-12 17:14:16
90Commodities market / Commodity pool / Commodity Pool Operator / Commodity Futures Trading Commission / Commodity trading advisor / Exchange-traded fund / Investment Advisers Act / Futures contract / Registered Investment Advisor / Financial economics / Investment / Finance

Microsoft Word - ICI Comment Letter on Aggregation Proposal Final

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Source URL: www.ici.org

Language: English
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